NYSE Euronext

Results: 1102



#Item
731Financial Industry Regulatory Authority / Financial economics / Securities Exchange Act / Self-regulatory organization / NYSE Euronext / U.S. Securities and Exchange Commission / General Securities Representative Exam / Selling away / Mary Schapiro / United States securities law / Business / Financial system

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-09-10 11:31:43
732NASDAQ / New York Stock Exchange / New York / NYSE Euronext / Global Electronic Trading Company / Economy of the United States / New York City / NYSE Arca

Foreign Companies Registered and Reporting With the U.S. Securities and Exchange Commission - Market Summary, as of December 31, 2011

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Source URL: www.sec.gov

Language: English - Date: 2012-06-13 11:38:41
733Finance / Economy of the United States / New York Stock Exchange / Securities Exchange Act / Depository Trust & Clearing Corporation / U.S. Securities and Exchange Commission / Chicago Stock Exchange / NYSE Euronext / Self-regulatory organizations / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 26, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2013-09-27 09:01:27
734United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Business / Regulation NMS / New York Stock Exchange / Euronext / Commodity Futures Trading Commission / Financial system / Government / Financial regulation / NYSE Euronext / Self-regulatory organization

Comment Letter (s7-39-04)

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Source URL: www.sec.gov

Language: English - Date: 2005-03-08 15:53:30
735New York Stock Exchange / Market data / NYSE Arca / Economics / Securities Exchange Act / Financial economics / Regulation NMS / Market / NYSE Euronext / United States Securities and Exchange Commission / Financial markets / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]January 22, 2010 Self-Regulatory Organizations; NYSE Amex, Inc.; Order Approving Proposed Rule Change to Establish the NYSE Amex Rea

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Source URL: www.sec.gov

Language: English - Date: 2010-01-25 11:03:30
736Investment / United States Securities and Exchange Commission / Finance / NYSE Arca / NYSE Euronext / New York Stock Exchange / Regulation NMS / Electronic trading / Securities Exchange Act / Stock market / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 6, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Establish a Retail Liq

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Source URL: www.sec.gov

Language: English - Date: 2013-11-06 16:40:23
737Economy of New York City / Stock market / NASDAQ / Order / New York Stock Exchange / Financial markets / American Stock Exchange / NYSE Euronext / Economy of the United States / Financial economics / New York City

Exhibit to File No. SR-NYSEAmex[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-12-06 10:10:19
738Economy of New York City / New York / NASDAQ / New York Stock Exchange / NYSE Euronext / Self-regulatory organizations / Options Clearing Corporation / Economy of the United States / New York City / NYSE Arca

Number of Foreign Companies Registered and Reporting With the U.S. Securities and Exchange Commission - Summary Information Based on Country of Incorporation

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Source URL: www.sec.gov

Language: English - Date: 2011-04-04 09:54:35
739Business / Financial Industry Regulatory Authority / Securities Exchange Act / NYSE Euronext / Self-regulatory organization / U.S. Securities and Exchange Commission / NASDAQ / New York Stock Exchange / ACT / United States securities law / Economy of the United States / United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]November 6, 2007 Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory A

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Source URL: www.sec.gov

Language: English - Date: 2007-11-08 14:20:18
740Economy of New York City / NASDAQ / Securities Exchange Act / NYSE Euronext / OMX / Boston Stock Exchange / Financial Industry Regulatory Authority / Philadelphia Stock Exchange / U.S. Securities and Exchange Commission / Economy of the United States / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-08-18 16:21:08
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